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TERMS OF USE

 

This website is owned and operated by Rocaton Investment Advisors, LLC (“Rocaton”).  Rocaton is registered as an investment adviser with the U.S. Securities and Exchange Commission.  By accessing and using this website you agree to accept and abide by these terms of use.

No Investment Advice Provided on this Website

The purpose of this website is to provide you with an overview of Rocaton, the services that Rocaton provides, and recent market developments.  This website is intended for investment professionals.  This website does not constitute investment or other advice.  Rocaton does not provide investment or other advice unless and until it enters into a written advisory agreement with a client.  Nothing in the website or other documents or information provided by or regarding Rocaton is intended to form an advisory relationship.  You should not send any confidential information to Rocaton unless and until you have a written agreement with Rocaton.

Information Provided on this Website

The information provided on this website regarding Rocaton, its personnel and its services, is general in nature and is subject to change and Rocaton assumes no obligation to inform you of any changes.  The services provided by Rocaton vary from client to client.  The services provided to a client are governed by the agreement between Rocaton and the client, not this website or any other document.  Although Rocaton updates its website periodically, the information may not be up to date.

The information provided on this website on market developments is intended to provide a general overview of the financial markets and to facilitate a discussion about some of the important concepts associated with investing.  This website may contain historical information which may not be indicative of future experience and assumptions that may not be realized.   In addition, this website may contain forward-looking assumptions regarding risk and/or return.  Any assumptions on this website are for educational purposes only and may not be realized.  The information provided on this website was prepared on a best-efforts basis and no warranties or guarantees are made with respect to the accuracy, adequacy or completeness of information or material.  Accordingly, Rocaton assumes no liability or responsibility for any content on this website, including any errors or omissions.   Further, Rocaton will not be liable for any damages arising out of any use of this website, including any compensatory consequential, incidental, special, punitive or exemplary damages.  This website is not intended as a comprehensive discussion of all of the issues and risks, which may also vary depending on the specific investment manager(s) or strategy type(s) ultimately selected.  In addition, any Rocaton views or analyses may change over time, and Rocaton assumes no obligation to inform you of any changes.

Use of the Information on this Website

The information contained on this website is protected under copyright and/or trademark laws.  No part of this website may be reproduced or redistributed in any manner without the prior written permission of Rocaton.  In addition, certain information provided on this website is based on information obtained from third-party data providers.  Our arrangements with such third-party data providers may limit the redistribution of certain information contained on our website.


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Privacy Policy  |  Terms of Use

 

THESE MATERIALS ARE PROVIDED SOLELY ON THE BASIS THAT THEY WILL NOT CONSTITUTE INVESTMENT ADVICE AND WILL NOT FORM A PRIMARY BASIS FOR ANY PERSON’S OR PLAN’S INVESTMENT DECISIONS, AND GOLDMAN SACHS IS NOT A FIDUCIARY WITH RESPECT TO ANY PERSON OR PLAN BY REASON OF PROVIDING THE MATERIAL OR CONTENT HEREIN. PLAN FIDUCIARIES SHOULD CONSIDER THEIR OWN CIRCUMSTANCES IN ASSESSING ANY POTENTIAL INVESTMENT COURSE OF ACTION.
THIS MATERIAL DOES NOT CONSTITUTE AN OFFER OR SOLICITATION IN ANY JURISDICTION WHERE OR TO ANY PERSON TO WHOM IT WOULD BE UNAUTHORIZED OR UNLAWFUL TO DO SO.

This material is provided for informational purposes only and should not be construed as investment advice or an offer or solicitation to buy or sell securities.

All investing involves risks, including possible loss of the principal amount invested.
Views and opinions expressed are for informational purposes only and do not constitute a recommendation by Rocaton to buy, sell, or hold any security. Views and opinions are current as of the date mentioned and may be subject to change, they should not be construed as investment advice.

This information discusses general market activity, industry or sector trends, or other broad-based economic, market or political conditions and should not be construed as research or investment advice. This material has been prepared by Rocaton and is not financial research nor a product of Goldman Sachs Global Investment Research (GIR). It was not prepared in compliance with applicable provisions of law designed to promote the independence of financial analysis and is not subject to a prohibition on trading following the distribution of financial research. The views and opinions expressed may differ from those of Goldman Sachs Global Investment Research or other departments or divisions of Goldman Sachs and its affiliates. Investors are urged to consult with their financial advisors before buying or selling any securities. This information may not be current and Rocaton has no obligation to provide any updates or changes.

Rocaton does not provide legal, tax or accounting advice to its clients. All investors are strongly urged to consult with their legal, tax, or accounting advisors regarding any potential transactions or investments. There is no assurance that the tax status or treatment of a proposed transaction or investment will continue in the future. Tax treatment or status may be changed by law or government action in the future or on a retroactive basis.

Hedge funds and other private investment funds (collectively, “Alternative Investments”) are subject to less regulation than other types of pooled investment vehicles such as mutual funds. Alternative Investments may impose significant fees, including incentive fees that are based upon a percentage of the realized and unrealized gains and an individual’s net returns may differ significantly from actual returns. Such fees may offset all or a significant portion of such Alternative Investment’s trading profits. Alternative Investments are not required to provide periodic pricing or valuation information. Investors may have limited rights with respect to their investments, including limited voting rights and participation in the management of such Alternative Investments.

Alternative Investments often engage in leverage and other investment practices that are extremely speculative and involve a high degree of risk. Such practices may increase the volatility of performance and the risk of investment loss, including the loss of the entire amount that is invested. There may be conflicts of interest relating to the Alternative Investment and its service providers, including Goldman Sachs and its affiliates. Similarly, interests in an Alternative Investment are highly illiquid and generally are not transferable without the consent of the sponsor, and applicable securities and tax laws will limit transfers.
Equity securities are more volatile than bonds and subject to greater risks. Small and mid-sized company stocks involve greater risks than those customarily associated with larger companies.
Bonds are subject to interest rate, price and credit risks. Prices tend to be inversely affected by changes in interest rates. Typically, when interest rates rise, there is a corresponding decline in the market value of bonds.
High yield fixed income securities are considered speculative, involve greater risk of default, and tend to be more volatile than investment grade fixed income securities. High yield, lower rated investments involve greater price volatility and present greater risks than higher rated fixed income securities
Investments in commodities may be affected by changes in overall market movements, commodity index volatility, changes in interest rates or factors affecting a particular industry or commodity.
Mortgage-backed securities are also subject to prepayment risk (i.e., the risk that in a declining interest rate environment, issuers may pay principal more quickly than expected.
Emerging markets securities may be less liquid and more volatile and are subject to a number of additional risks, including but not limited to currency fluctuations and political instability.
Bank loans have speculative characteristics including the risk of non-payment of principal and interest. Other risks include insolvency, collateral impairment, illiquidity and the risk of bankruptcy. Floating rate securities are generally below investment grade (high-yield securities) and carry increased risks of price volatility, underlying issuer creditworthiness, liquidity and the possibility of default in the timely payment of interest and principal.
Private equity and real estate investments are speculative, highly illiquid, involve a high degree of risk, have high fees and expenses that could reduce returns, and subject to the possibility of partial or total loss of capital; they are, therefore, intended for experienced and sophisticated long-term investors who can accept such risks. Real estate risks include, but are not limited to, fluctuations in the real estate markets, the financial conditions of tenants, changes in building, environmental, zoning and other laws, changes in real property tax rates, changes in interest rates and the availability or terms of debt financing, changes in operating costs, risks due to dependence on cash flow, environmental liabilities, uninsured casualties, unavailability of or increased cost of certain types of insurance coverage, fluctuations in energy prices, and other factors.

Although certain information has been obtained from sources believed to be reliable, we do not guarantee its accuracy, completeness or fairness. We have relied upon and assumed without independent verification, the accuracy and completeness of all information available from public sources.
Economic and market forecasts presented herein reflect a series of assumptions and judgments as of the date mentioned and are subject to change without notice. These forecasts do not take into account the specific investment objectives, restrictions, tax and financial situation or other needs of any specific client. Actual data will vary and may not be reflected here. These forecasts are subject to high levels of uncertainty that may affect actual performance. Accordingly, these forecasts should be viewed as merely representative of a broad range of possible outcomes. These forecasts are estimated, based on assumptions, and are subject to significant revision and may change materially as economic and market conditions change. Rocaton has no obligation to provide updates or changes to these forecasts. Case studies and examples are for illustrative purposes only.
The information and services provided on this web site are intended for persons in the US only.