Proactive, Objective Investment Consulting

Rocaton was founded in April 2002 by a team of experienced investment professionals who had all previously worked together at another investment consulting firm. From day one, Rocaton's primary focus has been to provide proactive, objective investment consulting and advisory services to institutional investors.  Our firm is distinguished by the following attributes:


Independence - As a 100% employee-owned firm, our success depends on the success of our clients’ investment programs. Firm ownership is broadly distributed among our senior professionals and we do not have any outside shareholders.

Focus - We advise large and sophisticated institutional and high net worth investors that, collectively, have approximately $480 billion in assets. Our clients have direct and ready access to the most senior professionals of the firm, as a senior professional of the firm serves as the primary point of contact for each client relationship. This unique service delivery model sets Rocaton apart from many of our competitors and ensures alignment of interests.

Experience - On average, our senior research and consulting professionals have more than 24 years of industry experience and have worked together for 15 years.   Our investment professionals have diverse backgrounds, with prior experience as portfolio managers, plan sponsors, treasury professionals, actuaries and other related financial positions.

Stability - Rocaton is a full service, independent investment consulting firm headquartered in Norwalk, CT- less than an hour from New York City.  Our founding partners continue to lead the firm and are joined by other experienced investment professionals.